Government agency Regulatory profile

Exchange Commission

Juryvine tracks Exchange Commission across litigation, regulatory sagas, source feed signals, and related entities. This page shows what is present in the record and avoids inferring penalties, liability, or enforcement outcomes unless source documents support them.

Regulatory footprint

24

linked cases

24

active

7

courts

0

sagas

Linked regulatory cases

Active Active litigation

SEC alleges securities violations by Morocoin Tech Corp. in Massachusetts appellate case

D. Mass. 25-cv-04102

The Securities and Exchange Commission filed suit against Morocoin Tech Corp. and related parties in the District of Massachusetts, alleging violations of securities laws. The case involves regulatory enforcement targeting misconduct in securities issuance or trading linked to the defendants. The court recently issued an order addressing a motion likely

5 events 4 coverage signals
Active Active litigation

US Securities and Exchange Commission v. Keough

S.D. Fla. 26-mc-80318

US Securities and Exchange Commission v. Keough et al is tracked by Juryvine as a civil case. The available record places the matter in S.D. Fla.. The docket number on file is 26-mc-80318. This page is held in watch mode until richer filings, parties, rulings, or media coverage provide enough context for deeper analysis. Juryvine will update the summary as

1 event 0 coverage signals
Active Active litigation

SEC Files Enforcement Action Against Complete Business Solutions Group in Florida

S.D. Fla. 20-cv-81205

The Securities & Exchange Commission sued Complete Business Solutions Group, Inc. and others in the Southern District of Florida, docket 20-cv-81205, alleging securities law violations. A Clerk's Notice of Filing Deficiency highlights issues with submitted documents.

1 event 1 coverage signal
Active Active litigation

SEC files civil enforcement action against Gauntlet Holdings in Colorado

D. Colo. 25-cv-00492

The Securities and Exchange Commission filed a civil enforcement action against Gauntlet Holdings, LLC and related parties in the District of Colorado. The SEC alleges violations of securities laws, triggering regulatory and legal scrutiny. A discovery hearing addressed procedural and evidentiary issues critical to preparing the case for trial or settlement.

12 events 12 coverage signals
Active Active litigation

SEC files matter against Cunningham in District of Massachusetts

D. Mass. 26-mc-91150

The Securities & Exchange Commission filed a matter in the District of Massachusetts under docket 26-mc-91150. The summary provides no substantive details about the nature or status of the case.

1 event 0 coverage signals
Active Active litigation

SDNY court refers motion in Gravina v. American Economy Insurance Company

S.D.N.Y. 25-cv-02155

The Southern District of New York court referred a motion in Gravina v. American Economy Insurance Company, likely transferring it to another judge or court. No substantive rulings or case details were disclosed at this stage.

2 events 2 coverage signals
Active Active litigation

SEC reviews taxation of litigation costs in Borland civil case in Colorado

D. Colo. 18-cv-04352

The U.S. Securities and Exchange Commission is reviewing how litigation costs should be taxed in the Borland civil case in the District of Colorado. This review will affect the allocation and taxation of expenses related to the ongoing litigation.

6 events 6 coverage signals
Active Active litigation

Case Management Plan Filed in Lee v. Ali in Southern District of New York

S.D.N.Y. 25-cv-60619

In Lee v. Ali et al, Southern District of New York docket 25-cv-60619, a case management plan was filed. This document outlines the schedule for discovery, motions, and trial preparation. The filing signals the case is moving forward with organized court oversight.

4 events 4 coverage signals
Active Active litigation

District of New Jersey issues scheduling order in Cumar v. Borgen

D.N.J. 26-cv-01197

The District of New Jersey court issued a scheduling order in the case Chonay Cumar v. Borgen et al. The order sets deadlines for pretrial activities and case management to streamline the litigation process.

7 events 7 coverage signals
Active Active litigation

SEC updates court on procedural status in BKCoin Management securities case

S.D. Fla. 23-cv-20719

The Securities and Exchange Commission sued BKCoin Management, LLC and others in the Southern District of Florida for alleged securities law violations. The case is currently in a procedural phase, with the SEC updating the court on case progress via status reports.

9 events 9 coverage signals
Active Active litigation

Nguyen file appellate brief against Mercer Island Boys Basketball Booster Club

C.D. Cal. 23-cv-00855

Nguyen and others filed an appellate brief against the Mercer Island Boys Basketball Booster Club and associated defendants in the Central District of California under docket 23-cv-00855. The parties submitted a designation of record and statement of issues, outlining the key facts and legal questions for the appellate court's review. The underlying dispute

3 events 3 coverage signals
Active Active litigation

SEC files certificate of service in civil case against Gu in SDNY

S.D.N.Y. 26-mc-80097

The Securities and Exchange Commission filed a certificate of service in its civil case against Gu in the Southern District of New York, docket number 26-mc-80097. This filing confirms that legal documents have been formally delivered to the parties involved. The docket does not reveal any substantive claims or allegations at this stage.

6 events 6 coverage signals
Active Active litigation

SEC files reply in securities enforcement case against Krishnan in Florida court

S.D. Fla. 23-cv-00885

The Securities and Exchange Commission (SEC) filed a reply to a response concerning a motion in its enforcement action against Krishnan and others in the Southern District of Florida. The case involves alleged violations of securities laws, with the SEC seeking judicial relief to address these claims. Procedural activity continues as the parties contest

11 events 11 coverage signals
Active Active litigation

SEC enforcement action against LFS Funding Limited Partnership advances in California

C.D. Cal. 21-cv-04211

The Securities and Exchange Commission (SEC) filed an enforcement action against LFS Funding Limited Partnership and co-defendants, docketed as 21-cv-04211. A notice of filing transcript has been entered, suggesting the case has seen at least one hearing or deposition placed on the record. SEC civil enforcement actions against limited partnerships commonly

1 event 1 coverage signal

Recent docket activity

Order
The court issued an order.

In District of New Jersey issues scheduling order in Cumar v. Borgen

Order
The court issued an order.

In District of New Jersey issues scheduling order in Cumar v. Borgen

Filing
A Notice of Filing of Patent was filed.

In Nguyen file appellate brief against Mercer Island Boys Basketball Booster Club

Appeal
A Notice of Appeal was filed.

In SEC obtains default judgment against Morocoin Tech Corp. in New Jersey enforcement case

Order
The court issued an order.

In Central District of California issues protective order in Fainberg v. Bluestein

Order
The court issued an order.

In New counsel appears in Estrada v. American University in Northern District of California

Filing
A Notice of Filing Transcript was filed.

In SEC enforcement action against LFS Funding Limited Partnership advances in California

Motion
A Motion was filed.

In SEC issues summons in enforcement action against Jonathan William Mikula and others

Order
A Motion was filed.

In SEC reviews taxation of litigation costs in Borland civil case in Colorado

Order
The court issued an order.

In SEC reviews taxation of litigation costs in Borland civil case in Colorado