Legal topic tracker

Securities Litigation Litigation Tracker

Source-backed securities litigation cases organized by court, parties, state footprint, recent docket events, and coverage signals. This page is generated from materialized case-topic matches, not slow live text scans.

securities shareholder investor 10b-5 stock drop proxy sec filing

Topic footprint

209

cases

209

active

11

courts

11

states

Recent securities litigation cases

Ranked by recent case activity among canonical cases with this topic classification.

Active Active litigation 76 topic score

SEC Submits Exhibits in Enforcement Action Against Outdoor Capital Partners in New Jersey

D.N.J. 21-cv-13813

The Securities and Exchange Commission filed an enforcement action against Outdoor Capital Partners, LLC and others in the District of New Jersey, docket 21-cv-13813. The SEC submitted exhibits supporting its claims, indicating evidentiary development in the case.

1 event 1 coverage signal 3 entities
Active Active litigation 95 topic score

SEC alleges securities violations by Morocoin Tech Corp. in Massachusetts appellate case

D. Mass. 25-cv-04102

The Securities and Exchange Commission filed suit against Morocoin Tech Corp. and related parties in the District of Massachusetts, alleging violations of securities laws. The case involves regulatory enforcement targeting misconduct in securities issuance or trading linked to the defendants. The court recently issued an order addressing a motion likely related to procedural

5 events 4 coverage signals 9 entities
Active Active litigation 94 topic score

US Securities and Exchange Commission v. Keough

S.D. Fla. 26-mc-80318

US Securities and Exchange Commission v. Keough et al is tracked by Juryvine as a civil case. The available record places the matter in S.D. Fla.. The docket number on file is 26-mc-80318. This page is held in watch mode until richer filings, parties, rulings, or media coverage provide enough context for deeper analysis. Juryvine will update the summary as new court events

1 event 0 coverage signals 4 entities
Active Active litigation 95 topic score

Reply filed supporting motion in securities class action In re KnowBe4, Inc. Litigation in Florida

S.D. Fla. 25-cv-22574

In re KnowBe4, Inc. Securities Litigation is a class action filed in the Southern District of Florida, docket number 25-cv-22574. The suit alleges KnowBe4, Inc. made false or misleading statements affecting investors. A reply brief supporting a motion shows ongoing procedural disputes over legal issues.

1 event 1 coverage signal 0 entities
Active Active litigation 76 topic score

SEC Files Enforcement Action Against Complete Business Solutions Group in Florida

S.D. Fla. 20-cv-81205

The Securities & Exchange Commission sued Complete Business Solutions Group, Inc. and others in the Southern District of Florida, docket 20-cv-81205, alleging securities law violations. A Clerk's Notice of Filing Deficiency highlights issues with submitted documents.

1 event 1 coverage signal 4 entities
Active Active litigation 60 topic score

SEC files civil enforcement action against Gauntlet Holdings in Colorado

D. Colo. 25-cv-00492

The Securities and Exchange Commission filed a civil enforcement action against Gauntlet Holdings, LLC and related parties in the District of Colorado. The SEC alleges violations of securities laws, triggering regulatory and legal scrutiny. A discovery hearing addressed procedural and evidentiary issues critical to preparing the case for trial or settlement.

12 events 12 coverage signals 16 entities
Active Active litigation 58 topic score

Judge Delays SEC Settlement with Elon Musk Over Twitter Stock Disclosure

Court unknown

A judge delayed the Securities and Exchange Commission's settlement with Elon Musk concerning disclosure issues related to Twitter stock. The delay indicates unresolved matters or additional review required before finalizing the settlement.

1 event 1 coverage signal 1 entity
Active Active litigation 58 topic score

SEC files matter against Cunningham in District of Massachusetts

D. Mass. 26-mc-91150

The Securities & Exchange Commission filed a matter in the District of Massachusetts under docket 26-mc-91150. The summary provides no substantive details about the nature or status of the case.

1 event 0 coverage signals 3 entities
Active Active litigation 76 topic score

SEC obtains default entry against defendants in SEC v. Mathias in D.C.

D.D.C. 25-cv-02313

The SECURITIES AND EXCHANGE COMMISSION v. MATHIAS et al case in the District of Columbia (docket 25-cv-02313) recorded an entry of default against defendants. This means defendants failed to respond timely, allowing the SEC to seek default judgment.

1 event 0 coverage signals 3 entities
Active Active litigation 60 topic score

SEC reopens enforcement case against Parmar in District of New Jersey

D.N.J. 18-cv-09284

The Securities and Exchange Commission (SEC) reopened its civil enforcement case against Parmar and others in the District of New Jersey, docket number 18-cv-09284. This action suggests renewed regulatory scrutiny or new developments.

1 event 0 coverage signals 2 entities
Active Active litigation 92 topic score

Citizens Securities files memorandum supporting motion in Massachusetts federal court

D. Mass. 26-cv-12161

Citizens Securities, Inc. filed suit against Coppock in the District of Massachusetts, docket 26-cv-12161. The recent filing is a memorandum supporting a motion, document 3, indicating early motion practice. The underlying dispute is not described.

1 event 0 coverage signals 2 entities
Active Active litigation 95 topic score

Stipulation and Proposed Order Filed in Seagate Technology Securities Litigation

N.D. Cal. 23-cv-03431

In re Seagate Technology Holdings plc Securities Litigation is a civil securities class action in the Northern District of California, docket 23-cv-03431. The recent filing is a stipulation and proposed order, likely addressing procedural or discovery matters. The case involves allegations of securities fraud against Seagate Technology Holdings plc.

1 event 0 coverage signals 1 entity
Active Active litigation 95 topic score

In re Vaxart, Inc. Securities Litigation Continues with Procedural Filings

N.D. Cal. 20-cv-05949

In re Vaxart, Inc. Securities Litigation, docket number 20-cv-05949 in the Northern District of California, continues with procedural filings. The case involves securities law claims related to investor protections and corporate disclosures. Recent filings reflect administrative updates without substantive rulings.

1 event 1 coverage signal 0 entities
Active Active litigation 95 topic score

Didi Global securities litigation motion supported by memorandum in SDNY

S.D.N.Y. 21-cv-05807

IN RE DIDI GLOBAL INC. SECURITIES LITIGATION, Southern District of New York docket 21-cv-05807, involves a memorandum of law supporting a motion. The case concerns securities litigation against Didi Global Inc., likely related to alleged violations of securities laws or disclosure obligations.

1 event 0 coverage signals 0 entities
Active Active litigation 76 topic score

Robinhood Order Flow MDL Continues in Northern District of California

N.D. Cal. 20-cv-09328

The Robinhood Order Flow multidistrict litigation (MDL) continues in the Northern District of California. The case involves allegations related to order flow practices in securities trading. Recent docket entries include declarations supporting motions or discovery in this complex coordinated proceeding.

1 event 1 coverage signal 0 entities
Active Active litigation 92 topic score

SDNY court considers extension request in Life Securities 2 LP v. Hadassah Weiss

S.D.N.Y. 25-cv-06374

The Southern District of New York considered a request to extend deadlines in Life Securities 2 LP v. Hadassah Weiss, docket 25-cv-06374. The extension request reflects active case management and ongoing procedural developments.

2 events 2 coverage signals 3 entities
Active Active litigation 95 topic score

NVIDIA Securities Litigation Advances on Appeal in Northern District of California

N.D. Cal. 18-cv-07669

NVIDIA Corporation is involved in securities litigation currently on appeal in the Northern District of California, docket 18-cv-07669. The appeal indicates review of prior rulings related to allegations of securities fraud or misrepresentation. The case implicates corporate disclosures and compliance with securities laws. The appellate process will determine the validity of

1 event 1 coverage signal 1 entity
Active Active litigation 95 topic score

U.S. Bank as Trustee serves documents in commercial mortgage securities case in SDNY

S.D.N.Y. 25-cv-06969

U.S. Bank National Association as Trustee filed a certificate of service in a commercial mortgage securities case against 318 East Associates, LLC and others, docket 25-cv-06969 in the Southern District of New York. The filing confirms procedural compliance in serving documents. The case likely involves enforcement of mortgage-backed securities agreements or foreclosure

1 event 1 coverage signal 1 entity
Active Active litigation 95 topic score

SECURITIES AND EXCHANGE COMMISSION v. CHAPPELL Status Report Filed

D.D.C. 23-cv-03769

In the District of Columbia, the Securities and Exchange Commission filed a status report related to a motion for attorney fees. The docket reflects ongoing fee disputes or resolutions in the enforcement action against Chappell and others.

2 events 2 coverage signals 4 entities

Where these cases are filed

None

71 cases

71 active · 0 courts

CA

48 cases

48 active · 2 courts

NY

34 cases

34 active · 1 court

FL

15 cases

15 active · 1 court

NJ

13 cases

13 active · 1 court

DC

9 cases

9 active · 1 court

CO

5 cases

5 active · 1 court

MA

5 cases

5 active · 1 court

IL

4 cases

4 active · 1 court

TX

3 cases

3 active · 1 court

WA

2 cases

2 active · 1 court

Recent docket activity

Motion
A Motion was filed.

In Didi Global securities litigation motion supported by memorandum in SDNY

Order
The court issued an order.

In Stipulation and Proposed Order Filed in Seagate Technology Securities Litigation

Order
The court issued an order.

In SDNY grants discovery motion in HSBC Securities Services Ex parte application

Motion
A Motion was filed.

In Citizens Securities files memorandum supporting motion in Massachusetts federal court

Motion
A Motion was filed.

In West Palm Beach Firefighters' Pension Fund files reply in securities suit vs Hasbro

Media Coverage
A new Complaint opened the case.

In Investors Offered Lead Plaintiff Role in Securities Fraud Suit Against ChowChow Cloud