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1:19-cv-02461 Securities and Exchange Commission v. Cetera Advisors LLC
May 5, 2026
1 min read
legal-news
Securities and Exchange Commission v. Cetera Advisors LLC
19-cv-02461
D. Colo.
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Case Summary
The Securities and Exchange Commission (SEC) filed a lawsuit against Cetera Advisors LLC, alleging that the company failed to supervise its brokers and allowed them to engage in fraudulent activities. The lawsuit seeks to recover millions of dollars in losses suffered by investors. The SEC's action aims to hold Cetera Advisors accountable for its role in helping the fraudulent activities.
No timeline activity recorded yet. This page will grow as rulings and filings land.
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Juryvine case summary generated from primary court records.
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Docket Snapshot
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Court
D. Colo.
District of Colorado · 10th Circuit · CO
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Docket
Not captured
Civil
timeline
Stage
Active litigation
Active
event
Filed
Date unavailable
Not in the available feed
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Latest Filing
1:19-cv-02461 Securities and Exchange Commission v. Cetera Advisors LLC
Other · May 05, 2026
newspaper
Coverage
1 article
1 source tracked
groups
Participants
1 Defendant, 2 Government Agencys, 1 Plaintiff
4 linked entities
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Judge
Not assigned in feed
What the record shows
This case is tied to District of Colorado, a federal district court in CO.
The newest docket activity we have is a other dated May 05, 2026.
The visible party/entity graph currently includes Cetera Advisors LLC, 1:19-cv-02461 Securities and Exchange Commission and others.
Press monitoring has found 1 related article from 1 distinct source.
About This Court
District of Colorado (D. Colo.) is a federal district court in the 10th Circuit, CO.
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Case Timeline
1 event
info
Other
May 5, 2026
1:19-cv-02461 Securities and Exchange Commission v. Cetera Advisors LLC
The Securities and Exchange Commission (SEC) filed a lawsuit against Cetera Advisors LLC, alleging that the company failed to supervise its brokers and allowed them to engage in fraudulent activities. The lawsuit seeks to recover millions of dollars in losses suffered by investors. The SEC's action aims to hold Cetera Advisors accountable for its role in helping the fraudulent activities.
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newspaper
1 article
Press Coverage
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Sources tracked
1 outlet · 1 article
Timeline events
1 record on file
Last updated
17 hours, 36 minutes ago
Juryvine aggregates docket entries from PACER/CourtListener, press coverage, and GDELT signals. Ingestion timestamps do not appear in the What Changed feed — that reflects real court activity only.