Active
Active litigation
D.N.J.
· 26-cr-00011
The District of New Jersey advanced USA v. Young et al to the relief stage in this criminal case. This procedural phase focuses on motions or requests for relief following earlier proceedings. The case remains active with ongoing judicial management of criminal charges against multiple defendants.
6 events
6 coverage signals
Active
Active litigation
S.D.N.Y.
· 22-cv-03822
The Commodity Futures Trading Commission filed a Notice in an enforcement action against Alexandre and others in the Southern District of New York, docket 22-cv-03822. The filing, docket item 578, signals ongoing regulatory enforcement proceedings. Details of the allegations are not provided.
1 event
1 coverage signal
Active
Active litigation
S.D. Fla.
· 24-cv-23745
The court granted the Commodity Futures Trading Commission's motion to continue proceedings in its enforcement case against Traders Domain FX LTD in the Southern District of Florida. The continuance postpones scheduled hearings or deadlines, allowing more time for preparation or negotiation. The case involves regulatory enforcement of commodity futures or
1 event
1 coverage signal
Active
Active litigation
Court unknown
The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) announced a Memorandum of Understanding (MOU) to strengthen coordination and collaboration between the two agencies. The MOU outlines a framework for information sharing, joint enforcement efforts, and mutual support in regulating markets for securities and
1 event
1 coverage signal
Active
Active litigation
Court unknown
The Securities and Exchange Commission (SEC) issued an interpretation clarifying the application of federal securities laws to cryptocurrency assets and related transactions. The guidance aims to provide clarity on how securities laws govern crypto assets, addressing uncertainties in the evolving digital asset scene.
1 event
1 coverage signal
Active
Active litigation
Court unknown
The Securities and Exchange Commission (SEC) issued a conditional exemptive order permitting customer cross-margining of cash market positions in the U.S. Treasury market. This order allows customers to use their existing cash market positions as collateral for new positions, potentially increasing liquidity and market efficiency in Treasury securities.
1 event
1 coverage signal
Active
Active litigation
Court unknown
This entry is not a court case. The Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed rule amendments targeting private fund reporting under Form PF. The proposal aims to reduce compliance burdens on private fund advisers while preserving regulators' ability to collect systemic risk data.
1 event
1 coverage signal
Active
Active litigation
S.D.N.Y.
· 22-cv-01347
Commodity Futures Trading Commission v. Velissaris is a civil case with a current summary of Internet Citation ( 72. The case is currently in an unknown court with docket number 22-cv-01347. The court has not provided further information about the case.
1 event
1 coverage signal
Active
Active litigation
S.D.N.Y.
· 26-cr-00156
USA v. VAN DYKE is a criminal case with a notice of appearance filed. The case is currently pending in an unknown court with docket number 26-cr-00156. The notice of appearance indicates that the defendant has retained counsel.
2 events
2 coverage signals
Active
Active litigation
S.D.N.Y.
· 19-cv-04185
This civil case, filed in the Southern District of New York (Docket 19-cv-04185), involves the Commodity Futures Trading Commission (CFTC) against Smothermon. A 47-page Memorandum of Law in Opposition to Motion has been filed. This filing indicates a dispute over a motion, with the defendant opposing it. The memorandum likely outlines legal arguments and
1 event
1 coverage signal
Active
Active litigation
S.D.N.Y.
· 21-cv-00870
Commodity Futures Trading Commission v. Gorman is a case filed in the Southern District of New York. The case was filed on an unspecified date and has a docket number of 21-cv-00870. The current summary of the case is not available, suggesting that the case may be ongoing or that the information has not been made public.
1 event
1 coverage signal
Active
Active litigation
S.D.N.Y.
· 24-mc-00577
In Re: Subpeona by a Receiver in Commodity Futures Trading Commission is a case with no current summary available. The case was filed in the year 2024 with docket number 24-mc-00577. The parties involved have not provided any information about the current status of the case.
1 event
1 coverage signal