Government agency Regulatory profile

CAT. The Commission

Juryvine tracks CAT. The Commission across litigation, regulatory sagas, source feed signals, and related entities. This page shows what is present in the record and avoids inferring penalties, liability, or enforcement outcomes unless source documents support them.

Regulatory footprint

2

linked cases

2

active

0

courts

0

sagas

Linked regulatory cases

Active Active litigation

SEC Approves Amendment to NMS Plan to Cut Costs of Consolidated Audit Trail

Court unknown

The Securities and Exchange Commission (SEC) approved an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT), reducing costs associated with the system. The amendment also provides exemptive relief from certain Rule 17a-1 requirements, streamlining the audit trail process.

1 event 1 coverage signal
Active Active litigation

SEC Seeks Public Comment on Consolidated Audit Trail and Related Data Sources

Court unknown

The Securities and Exchange Commission (SEC) released a concept release seeking public comment on the Consolidated Audit Trail (CAT) and other audit trails and data sources. The CAT is a unified database that consolidates various audit trails and data sources used by public companies, regulators, and investors to improve transparency and efficiency in

1 event 1 coverage signal

Recent docket activity

Media Coverage
The Securities and Exchange Commission (SEC) approved an amendment to the National Market System (NMS) Plan governing the Consolidated Audit Trail (CAT), a sweeping trade-tracking system that brokers and exchanges fund.

In SEC Approves Amendment to NMS Plan to Cut Costs of Consolidated Audit Trail

Media Coverage
The SEC issued a concept release asking the public to weigh in on the Consolidated Audit Trail (CAT) — the system that tracks every order and trade in U.S. equity and options markets. The agency is reviewing whether CAT

In SEC Seeks Public Comment on Consolidated Audit Trail and Related Data Sources